Form 13H EDGAR Filing Agent Service

 

Key Benefits:

  • Template formatted in MS Word for easy editing.
  • Share with associates by email or network access.
  • Maintain local copy for compliance, updating and reference needs.
  • Provides shortcuts and tools for maintaining your registration.
  • Save time and resources - SEC estimates 18 hours for compiling and submitting the report to EDGAR.

Form 13H - Large Trader Registration

ACN offers an EDGAR Filing Agent Service to compile, submit, amend and maintain your Form 13H Large Trader Registration under the new SEC Rule 13h-1.

Here is how the service works:

  • ACN provides you with a MS Word template which replicates the SEC Form 13H. The template is used to create your document and enter all required information. (The template includes a copy of the EDGAR website instructions as well as a link to the SEC Final Rule No. 34–64976.)
  • You send us by email the completed Word document along with any special instructions.
  • ACN enters your data into the EDGAR system and sends you a copy of your pending filing for your review and approval.
    Upon your approval we will submit the filing to EDGAR and send you a copy for your records.
  • When an amendment is needed you notify ACN with an updated document, and we will go through similar steps.
  • ACN will remind you of your Annual Filing (due 45 calendar days after year end) and repeat the process.

For more information please contact us at 216-522-1908 or email at info@netacn.com. Thank you.

© Copyright 1995-2018 Advisor Consultant Network, Inc. All rights reserved. | 600 Superior Avenue, Suite 1300 Cleveland, OH 44114 | Phone: 216.522.1908